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The Story of Joe and Phil

Joe and Phil make that same salary.  Joe and Phil had been supervisors for 15 years at the same company.  Phil and Joe both contribute 10% to their 401K.  They both want a nice retirement nest egg.  Phil receives independent 401K advice and Joe trusted his investment instincts.

JOE’S STORY...watched his account every day.

He sold a lot of his holdings when the market was high—he felt the market was at a “Top”.  The average fund went up 20 percent more than he thought it would because, unbeknownst to him the economy was in a sweet spot.  Joe said that the “Dow Jones” was too high.  He also refused to buy any mutual funds in his 401K after the market had dropped significantly.  He only bought money market or stable value funds when the market was low—he said it was going lower, much lower—the market did not go significantly lower, it went on a upward swing and continued up another 1,000 points.  Joe at times was very stressed about his 401K account.  Joe consistently did the wrong thing in his 401K.  His returns over time really showed his decisions were not the best.

PHIL’S STORY... looked at his account every month but didn’t get too excited about the market because he had a plan.

He knew after talking to Clark at 401Krenewal.com that how you win over the long term is to have a great allocation of diversified mutual funds, make sure it is appropriate for your age and risk tolerance, have your allocation looked at annually and make sure to ask any questions if you had them.  Phil has confidence about his 401K planning and does not stress about it—he is very comfortable with what he is doing.

The final results for Joe and Phil as they approach retirement age:

Phil’s 401K balance was three times larger than Joe’s after 15 years.  Why:  Joe does the wrong thing by letting his emotions take over.  Joe also has never studied mutual fund allocations and neither has Phil, but Joe makes big bets on investment instincts, Phil leaves it to the professionals at 401Krenewal.com.  Joe earns consistently 4-6% less annually than Phil because of his mistakes.  It probably will cost Joe hundreds of thousands of dollars in retirement savings.

Phil is confident that if his plan stays on track he will retire early and help kids as a mentor.  Joe swears he will hit a big score someday in his 401K by placing big bets on hot sectors.  Joe will always be a dreamer without a plan.  Phil knows the markets go up and down, but he knows he is doing the right thing—he is excited about his future, and being able to retire when planned.